Aligned Capital Partners Inc. is a registered investment dealer based on the principal-agent model, where the advisor is the end-client. Our relationship with advisors is a partnership and we hold up our end of this relationship by earning our advisors’ business every day. We implemented industry-leading practices that allow advisors not only to compete but to excel.
Our Client Experience division is designed to provide advisors with one centralized point of contact at Head Office – a Relationship Manager. At ACPI, all Relationship Managers have support teams available to proactively answer and provide solutions to advisor queries or engage specialists, if necessary.
As an advisor, one of the most daunting tasks when moving to a new dealer is transitioning your business. As one of the fastest-growing retail distribution networks in Canada, ACPI has invaluable experience helping advisors onboard their existing client practices. We fully acknowledge that no two transitions are the same, which is why we assign specific transition specialists to create custom project plans for each onboarding advisor. We have the depth, talent and resources in place to streamline the process should advisors decide that Aligned Capital Partners Inc. is the right choice for their business.
Our Business Integrity division is responsible for managing the firm’s mandate and ethics and most importantly, the trust placed in us by the public and our clients. ACPI goes beyond the standard measures for risk mitigation, compliance, regulatory reporting and client satisfaction. We place high importance on our engagement with clients, regulators, and the public to ensure the spirit and letter of securities laws and regulations are followed. We apply a “common sense” approach to compliance obligations and act as your “Compliance Coach” to preserve the quality of your work and protect the value of your practice.
The firm’s capital, operational and financial activities are monitored by a dedicated and experienced team. They work to ensure the financial processes of the firm are sound and have become a centre of guidance for our advisors, providing advice and assistance on best practices, as well as access to the financial efficiencies they need.
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